First Independent Financial
Services, Inc. and its affiliates (FIFS) is an alliance of full-time
financial services professionals who practice integrity in the pursuit
of excellence. FIFS serves the financial planner, insurance professional,
CPA and attorney by giving them the help they need to make the investment
portion of their practices as profitable as possible.
FIFS is a member of
FINRA and SIPC. Our principals have over 75
years of combined experience in the securities industry. Our home
office is located in The Executive Center Office Complex at 71st
Street and Yale Avenue in Tulsa, Oklahoma. Our associates practice
in independent offices throughout the nations heartland.
They include financial planners, insurance and estate planning
professionals; employee benefits specialists, CPA's and attorneys.
FIFS is a full service independent broker dealer. We don't have
proprietary products. We strongly believe in providing your customers
with what they need to meet their objectives. Our intent is to administer
a high level of regulatory compliance. We consider compliance an important
function of the sales process. Careful fact finding, note taking and
paperwork completion lets our customers know we are professional.
FIFS is not for everyone. If you're an independent minded entrepreneur
and already full-time in some aspect of the financial services industry,
we may have what you're looking for. If you have a good compliance
history and are current in your
FINRA and firm element continuing
education requirements, joining FIFS may be as simple as completing
the paperwork.